VIRTUAL INVESTMENT SALES ASSISTANTS LLC
COCONUT CREEK, FLORIDA

Follow up/research commission payments and commission trails Keep Representative apprised of operations and compliance updates relative to their business Provide training as required to Representative’s personnel Manage processing of payments and securities to clearing firm Coordinate and follow up on ACAT request on clearing firm platform Enter new accounts and direct business transactions into clearing firm or broker-dealer technology platform Process account changes with Product Sponsors and Clearing Firms We have added a new program to our business model. Principals now have an option to delegate duties to one of our registered principals! Reviews and approve new accounts applications to ensure all business, compliance, and regulatory requirements are met. Inspect all new business cases for compliance with internal, FINRA, and SEC suitability and replacement guidelines. Follow up/research commission payments and commission trails Keep Representative apprised of operations and compliance updates relative to their business Provide training as required to Representative’s personnel Manage processing of payments and securities to clearing firm Coordinate and follow up on ACAT request on clearing firm platform Enter new accounts and direct business transactions into clearing firm or broker-dealer technology platform Process account changes with Product Sponsors and Clearing Firms We have added a new program to our business model. Principals now have an option to delegate duties to one of our registered principals! Reviews and approve new accounts applications to ensure all business, compliance, and regulatory requirements are met. Inspect all new business cases for compliance with internal, FINRA, and SEC suitability and replacement guidelines. Follow up/research commission payments and commission trails Keep Representative apprised of operations and compliance updates relative to their business Provide training as required to Representative’s personnel Manage processing of payments and securities to clearing firm Coordinate and follow up on ACAT request on clearing firm platform Enter new accounts and direct business transactions into clearing firm or broker-dealer technology platform Process account changes with Product Sponsors and Clearing Firms We have added a new program to our business model. Principals now have an option to delegate duties to one of our registered principals! Reviews and approve new accounts applications to ensure all business, compliance, and regulatory requirements are met. Inspect all new business cases for compliance with internal, FINRA, and SEC suitability and replacement guidelines.