ULIN & CO. WEALTH MANAGEMENT, INC.
BOCA RATON, FLORIDA

Ulin & Co. is a trusted, independent, SEC Registered Investment Advisor and branch of LPL Financial serving affluent families, business owners, corporate executives and retirees for over 15 years. Our firm provides fee-based portfolio management and financial planning expertise, which includes retirement income, tax, insurance and estate planning strategies that align with your unique needs, goals and vision for your financial future. As a fiduciary, we bring a fiercely independent approach to wealth management that helps to avoid potential conflicts which exist at major firms. Ulin & Co. partners with three of the nation’s leading broker dealers, *LPL Financial, Charles Schwab and Fidelity to provide our clients dynamic service in asset custody, trading, research and reporting. Every day we work as hard to build trust and long-lasting relationships with our clients as we do to manage and help create wealth. We serve as your personal “CFO” and financial advocate to help grow, conserve and transfer wealth before and during your retirement years. We help our clients to address and overcome the financial hurdles that accompany the success they have attained. You and your financial advisor can decide how you want to work together, but from a high level, here’s what you can expect. They are passionate and proactive about delegating and managing today’s financial decisions to help accomplish tomorrow’s goals and dreams. They trust and respect our team member’s core values, professional guidance and advice to form a collaborative approach with our firm. At Ulin & Co, we know customer loyalty depends 100% on our integrity, clarity, expertise and commitment to excellence. We strive to make every part of your experience as simple and as pleasant as possible, which is why we created our Client Bill of Rights. The following service points encompass our brand promise, proactive service and firm culture: Consultative Approach: You have the right to be provided a consultative (not product driven) approach with unbiased recommendations based on your goals Transparency: You have the right to be provided clear transparency with your investment products, transactions and fees. If you have a question we will strive to be clear and concise with our answers Proactive Service: You have the right to be provided proactive (not reactive) courteous service at every point of contact with our firm Best Execution: You have the right to timely execution of your instructions with prompt third party confirmations regarding transactions such as: portfolio transactions, wires, deposits and required minimum distributions and managing your money can be more stressful and challenging in today’s post-recession economy and turbulent stock market than in decades past. With our show’s focus on financial wellness and independence for boomers and retirees, we strive to cut-through news, rules, products, maxims, myths and data while helping listeners simplify complex financial jargon. and Managing Principal of Ulin & Co. is passionate to provide the “straight talk” on a multitude of personal finance, investing, tax, insurance, health care and estate planning topics to addressing retirement income planning strategies. Welcome and thank you for stopping by! Ulin & Co. Wealth Management is an independent SEC Registered Investment Advisor firm serving successful boomers and retirees for over 15 years. Our firm offers personalized money management and retirement income planning services for investors with portfolio’s of $500,000 or more. may help broaden skill sets, but it also creates a dilemma for those who are unsure what to do with various employer retirement accounts they have accumulated over time. Getting Started Today: Established in 2002, Ulin & Co. Wealth Management is a trusted boutique independent SEC -Registered Investment Advisor (RIA) and branch office of LPL Financial. Our branch, along with most RIA’s, is positioned to provide you with an objective approach and a consultative (not product) driven process. Call Contemplating your 401(K) or 403(B) options may be a bit of a mind-numbing task. The following three retirement plan distribution options may help you to simplify complex information so that you may make the best possible decisions with your account. 3. Roll the money over into a self-directed Traditional IRA as a 401K rollover. The third option of rolling your old 401(K) into a Traditional IRA can provide you the control and flexibility you may desire. By rolling your old employer plan to a Traditional (Rollover) IRA you will have greater access to your money along with unlimited investment choices. Consider that with many old employer plans, you cannot make new savings contributions, obtain a loan if you need quick cash, or even take out a partial plan-distribution for any reason. Also note that all 401(K) and 403(B) plan providers charge you fees just to administer the plan. Our firm utilizes the LPL Financial Strategic Wealth Management ( If you are risk-adverse, you may better benefit from your 401(K) stable value position that may provide a greater return on cash than money market and cash alternatives available in an IRA. and managing your money can be more stressful and challenging in today’s post-recession economy and turbulent stock market than in decades past. With our show’s focus on financial wellness and independence for boomers and retirees, we strive to cut-through news, rules, products, maxims, myths and data while helping listeners simplify complex financial jargon. and Managing Principal of Ulin & Co. is passionate to provide the “straight talk” on a multitude of personal finance, investing, tax, insurance, health care and estate planning topics to addressing retirement income planning strategies. Our Mission Statement: “Our mission is to The financial services industries reputation has been greatly tarnished over the past decade. Many brokers and advisors often incorrectly misuse the word “trust” – as they are limited in their ability to provide a true, unbiased fiduciary relationship for their clients – just based on their employer relationship.