THOMPSON INVESTMENT MANAGEMENT, LLC
HOLLYWOOD, FLORIDA

is an independent registered investment advisor based in Madison, Wisconsin, that offers Investment Portfolio Management, Retirement Plan Services and Mutual Funds to individuals, businesses and foundations. In addition, we provide advice and guidance to clients who may have a multitude of financial objectives. We are keenly aware of the trust our clients have in asking us to manage their valuable assets. We believe that our hard work and diligence in the areas of securities research and portfolio construction pays off for our clients through improved judgment in long-term decision making. We are dedicated to providing superior service. Upon gaining a thorough understanding of each client’s distinct needs, we identify the investment strategy that we believe is in their best interest. Our experienced, highly-educated portfolio managers strive to produce competitive risk-adjusted returns for clients, while paying special attention to each individual’s unique financial needs. This focus is not restricted to portfolio managers and analysts, but is shared by our entire team. Our firm is committed to ensuring that all of our clients receive high-quality customer service. We welcome the opportunity to learn more about you and how we may help you reach your financial goals. Thompson Investment Management, Inc. (TIM) is a registered investment advisor based in Madison, Wisconsin, with client relationships dating back to 1984. Our firm’s proprietary mutual fund family, Thompson IM Funds, Inc., was founded in 1987. Our investment management, client services, securities trading and accounting teams have worked together for many years. In fact, firm employee tenure averages more than 14 years, which has given our experienced staff the opportunity to work through the myriad challenges presented by fluctuating financial markets. James T. Evans, CFA, is Chief Investment Officer, Principal and a Portfolio Manager at Thompson Investment Management, Inc. Prior to joining Thompson Investment Management in March, 2005, he was a Managing Director for Nakoma Capital Management in Madison, Wisconsin for five years. James is also Co-Manager of our proprietary mutual funds. He graduated summa cum laude from Macalester College with a B.A. in Economics and Computer Science. He earned an M.B.A. in Finance and Accounting and an M.S. in Finance from the University of Wisconsin-Madison. James completed the Applied Security Analysis Program at the University of Wisconsin-Madison Business School. He also holds the Chartered Financial Analyst designation. Betty Kepley, CFA, joined Thompson Investment Management, Inc. in March 2009 as Director of Research. She previously worked ten years at American Family Insurance as a Portfolio Manager. Betty spent 15 years with the State of Wisconsin Investment Board (SWIB) where she also held several other positions with increasing responsibilities including Equity Analyst and a leadership role in operations where she supervised the back office staff. Betty received a B.A. in German Languages and Literature from the University of Illinois and holds an M.B.A. in Finance, Investment and Banking with a concentration in International Business from the University of Wisconsin-Madison. Betty holds the Chartered Financial Analyst designation and is a member and past president of the CFA Society of Madison. Betty serves on the board of directors of Madison Area Concert Handbells. Morgan C. Mueller, CFA, is the Retirement Plan Specialist and an Analyst at Thompson Investment Management, Inc. He received a B.S. degree with a concentration in Finance from Edgewood College. Morgan is a Registered Investment Advisor Representative and also holds the Chartered Financial Analyst designation. Jason L. Stephens, CFA, is Chief Executive Officer, Principal and a Portfolio Manager at Thompson Investment Management, Inc. Previously, he worked in various roles with Thompson, Plumb and Associates, Inc. from 2002 until the formation of Thompson Investment Management in January, 2004, including investment research, compliance and firm management. Jason also serves on the board of directors of Thompson IM Funds, Inc. and is Co-Manager of our proprietary mutual funds. He earned a B.S. in English and Communication Arts, an M.A. in Arts Administration and an M.S. in Finance from the University of Wisconsin-Madison. He is a member of the CFA Institute and holds the Chartered Financial Analyst designation When time permits, Jason likes to run, watch and read about movies, canoe with his family, and spend time with his children. He serves on the board of directors of Opera for the Young, is Vice Chair of VSA Wisconsin and is on the advisory board of the Family Business Center. John W. Thompson, CFA, is Chairman, President, Principal and a Portfolio Manager at Thompson Investment Management, Inc. John has been President of Thompson Investment Management since founding the firm in January, 2004. He is a Co-Manager of our proprietary mutual funds and serves on the Board of Directors of Thompson IM Funds, Inc. In 1984 he founded Thompson, Plumb & Associates where he served as President. Previously, he served as Senior Trust and Investment Officer at Firstar Bank in Madison, Wisconsin. John earned a Bachelor of Science degree in Mechanical Engineering from the University of Wisconsin-Madison and an M.B.A. for the Wharton School of the University of Pennsylvania. He also holds the Chartered Financial Analyst designation. Thompson Investment Management, Inc. (TIM) is a registered investment advisor based in Madison, Wisconsin, with client relationships dating back to 1984, and over $4 billion in assets under management. Our firm’s proprietary mutual fund family, Thompson IM Funds, Inc., was founded in 1987. Our investment management, client services, securities trading and accounting teams have worked together for many years. In fact, firm employee tenure averages more than 14 years, which has given our experienced staff the opportunity to work through the myriad challenges presented by fluctuating financial markets.