SAXONY SECURITIES, INC.
ST. LOUIS, MO

Saxony Securities, Inc. ("Saxony") is a FINRA/SIPC member independent brokerage dealer based in St. Louis, Missouri. Headquartered with financial advisors dispersed nationwide, Saxony extends its operations through two primary platforms: a broker-dealer environment and an affiliated investment advisor platform known as Saxony Capital Management, LLC. These comprehensive services are designed to offer innovative technology and competitive programs tailored for their independent financial advisor network. Saxony's advisory model emphasizes the importance of objectivity and conflict-free investment advice, enabling financial advisors to deliver unbiased guidance to clients. The company provides robust support, advanced technology solutions, and customized business strategies to help create a stable financial foundation essential for meeting clients’ life goals. With over a decade of commitment to its core values, Saxony prioritizes integrity, professionalism, and exceptional service levels focused on supporting independent financial advisors. This dedication is reflected in the firm's respected status as it continues to offer a full range of products and services within the advisory space. Saxony Securities, Inc. maintains significant presence with its offices located at 11152 South Towne Square, St. Louis, MO 63123. Contactable via phone numbers (866) 793-3000 or (314) 963-9336, further information about the company can be accessed through its website: saxonysecurities.com. Key leadership figures include Richard Griffard as President and Director, Charles Dairaghi serving as Vice President and Director, along with Brian L Clark in a Vice Presidential and Directorial capacity. Registration details highlight that Saxony was incorporated on November 1, 2002, under the file number F02000005517 as a Florida Corporation of Public Record (FORP), listed under Fei number 431932300. The last annual report covering the year 2024 was submitted on March 13, 2024.