SALLAH ASTARITA & COX, LLC
BOCA RATON, FLORIDA

SALLAH ASTARITA & COX, LLC is a prestigious nationwide securities law firm established on October 28, 2007. Located in Boca Raton, Florida, the firm provides expert legal services with specific skills and unique experiences across all aspects of securities regulation and enforcement. The firm serves clients from various sectors including brokerage firms, advisors, investors, and issuers both nationally and through targeted regional operations across Southern Florida counties like Miami-Dade and Broward County; New Jersey; and downstate New York areas such as Nassau and Westchester. James D. Sallah brings a wealth of experience with expertise in Securities Regulation and Enforcement, Broker-Dealer Compliance and Defense, Receivership Litigation, Securities Arbitration, and Business Litigation. His professional background includes a notable period at the SEC where he handled significant inquiries into financial markets' integrity across several forums. Similarly, Mr. Astarita has an illustrious career focusing on securities regulation and corporate litigation with prior roots in Wall Street's law firms spanning decades from the 1980s to the early 2000s. His proficiency covers all regulatory facets of brokerage, hedge funds, investment advisory compliance including federal and state examination frameworks. Mr. Cox joined SALLAH ASTARITA & COX after serving as a Senior Counsel at the U.S. SEC's Office of Enforcement and acting as a Special Assistant United States Attorney to reinforce securities law enforcement. The company's website (sallahastaritacox.com) serves as an information hub on U.S. securities and commodities law, attracting over 12,000 monthly visitors with valuable insights into regulatory procedures impacting financial markets. SALLAH ASTARITA & COX maintains its registration under Florida corporate standards, identified by the Filed Number L07000109391. The firm is currently listed as active with updates including amendments and name changes to February 5, 2024.