REGAL SECURITIES, INC.
GLENVIEW, IL

Regal Securities, Inc. is a prominent firm dedicated to forging strong partnerships with financial advisors through exceptional service and stability. As an independent Registered Broker-Dealer headquartered in Glenview, Illinois, which was incorporated on August 14, 2000, Regal operates out of Suite 101 at 950 Milwaukee Ave., with the Florida filing number F00000004759 denoting its status as a Foreign For-Profit Entity (FORP) based in León County. Known for empowering financial advisors to meet their clients' needs by providing extensive resources and attentive support akin to both large and boutique firms, Regal is committed to creating lasting partnerships. The company’s leadership includes key figures such as Shawn Herrin serving as President, Eugenia T Bokios in the role of Senior Vice President, and George Bokios as a Director. Regal Securities maintains transparency through FINRA BrokerCheck reports, ensuring that its securities offerings are thoroughly vetted. While no products by Regal Securities are guaranteed or endorsed by the firm, nor insured by FDIC, they continue to emphasize personalized service adjusted to individual client circumstances. Contact information for Regal Securities includes their toll-free number (877) 488-6534 and can be further explored through their official website, regalsecurities.com. Notably, REINSTATEMENT proceedings were last recorded on February 10, 2023, with a subsequent annual report due March 1, 2024. The company's filing is identified by the FEI Number: 362916812.