PGIM INC.
NEWARK, NJ

PGIM, Inc., is the mainstay asset management division of Prudential Financial, Inc., and carries out its activities as a registered investment advisor in the U.S. With a broad network that includes international subsidiaries like PGIM Limited in the UK and PGIM Japan Co., Ltd., PGIM makes sure each part of its family adheres to local rules by securing necessary authorizations to provide services within their regions. In the UK, PGIM Limited is regulated by the Financial Conduct Authority (with registration number 193418) and caters to professional clients across Europe. Meanwhile, in Singapore, PGIM works through PGIM (Singapore) Pte. Ltd., a licensed capital markets service provider under the Monetary Authority of Singapore. Beyond its global presence, PGIM's investment services extend throughout North America and into specific markets like South Korea, where it serves institutional investors with appropriate licenses. Their client base is diverse and worldwide, mainly focusing on professional clients and accredited investors while adhering to strict regulatory standards. Headquartered in Newark, New Jersey, yet officially incorporated in Florida due to an incorporation date of December 29, 1984, PGIM has seen its fair share of name changes over the years. It trades under the ticker P04543 in Broward County, FL. Key figures in leadership include Joseph Hsu as CEO, Brian M. Mattia as Treasurer, and Maggie Palen as Assistant Secretary. The information presented on PGIM's website serves informational purposes only, clarifying that it does not offer investment advice or fiduciary guidance under ERISA or related U.S. Department of Labor laws. This approach maintains transparency while complying with legal standards across different operational territories.