ESSEX CAPITAL GROUP, INC.
TAMPA, FLORIDA

Essex Capital Group, Inc., based in Tampa, Florida, is a distinguished corporate financial advisory firm specializing in professional restructuring services. The company caters specifically to small and mid-market privately held companies across the United States. The Essex team leverages over 70 years of collective corporate finance experience, uniquely positioning them to assist clients in sourcing, negotiating, and closing financing transactions. Known for their excellent client service, Essex operates as an independent, entrepreneurial, family-run boutique firm that offers strategic planning assistance, particularly aiding companies preparing for refinancing. Key members include Rob Swain, who brings 20 years of commercial banking and corporate finance expertise to the team. With roots in major financial institutions such as Wachovia Securities and AmSouth Bank, Rob holds an MBA from Owen Graduate School at Vanderbilt University. He has also authored numerous articles during his time in various strategic roles in commercial lending, M&A advisory, and corporate restructuring. Aside from his professional pursuits, Rob enjoys golf, boating, and spending quality time with his family. Bob Swain, another principal figure at Essex, contributes 40 years of investment banking experience. His background spans firms like Merrill Lynch and includes significant experiences as a former Allied Member of the NYSE. Bob’s diverse leadership roles span various industries such as restaurant chains, convenience stores, leisure resorts in the Caribbean, and a publicly traded oil & gas company among others. Holding a Bachelor's degree from Bowdoin College and served as a US Navy Lieutenant, Bob enjoys family time and beach outings when not engaged with Essex clients. Clients of Essex Capital Group frequently laud their professionalism and instrumental role in complex financial dealings—a testament to the firm's commitment to excellence. The company prides itself on going beyond expectations for its clients, providing tailored solutions regardless of a task’s size or complexity, often resulting in substantial cost reductions and increased liquidity as evidenced by client testimonials. Incorporated on March 14, 2003, with a reinstatement event recorded on August 16, 2006, the company continues to hold an active status under Florida State Corporation records (Fil Number: P03000030277). The mailing address is 201 E. Kennedy Blvd., Suite 1611, Tampa, FL. For further engagement, their headquarters can be contacted at (813) 837-3500 or (813) 837-3502. Further information about Essex Capital Group, Inc. and their services can be found on their website: essexcapitalgroup.com.