ENG FINANCIAL CORP
PORT RICHEY, FLORIDA

» About ENG Financial Corp. About ENG Financial Corp. ENG Financial Corporation was formed in February 2007 with the purpose of providing financial counseling to the people in our community. Our approach looks at the individual’s total personal and financial picture— the whole person-before making any possible recommendations. The Mission statement clearly indicates dedication “to continue to provide the highest quality service and products to fulfill the needs of our clients.” Gloria Lakritz has extensive experience in the financial services industry with over 25 years as a Registered Representative with J.W. Cole Financial Inc., a national, securities broker/dealer headquartered in Tampa, Fla. It is through her affiliation with the broker/dealer that we offer securities in response to the needs and objectives of our clients ENG’s client base is broad and encompasses those persons who are currently in retirement as well as those who are still preparing for the time in their lives when they may no longer be working. In addition, ENG offers help for clients who are still providing for children and the needs of a growing family. Both individually and collectively, we at ENG hold our community in the highest regard, donating money, time and energy to help such organizations as the American Cancer Society, the Pasco YMCA, the West Pasco Humane Society, Morton Plant Mease, Women In Philanthropy, SPCA Suncoast, Muscular Dystrophy Association, PACE Women's Shelter, Make A Wish Foundation, Kids Wish Network and local homeless shelters. ENG seeks out only highly rated companies with the intention of trying to offer quality products and services that will be available now and into the future. We would like to help you and are licensed to discuss any of the following: Small business 401Ks We value you as a customer and take your personal privacy seriously. We are committed to maintaining the confidentiality, integrity and security of your personal information. When you provide personal information, we believe that you should be aware of our policies to protect the confidentiality of that information. We will inform you of our policies for collecting, using, securing, and sharing nonpublic personal information the first time we do business and every year that you are our customer. We collect and use information we believe is necessary to open your account, to process your transactions, to advise you about our products and services, and to provide you with customer service. We may collect and maintain several types of information needed for these purposes from the following sources: We think that our ability to share financial information within our company enables us to more effectively serve our customers in several ways. By knowing about investors’ finances and goals, we are better informed to make suitable investment recommendations. Information-sharing protects individuals against fraud by enabling us to more precisely monitor and detect where and when fraud may occur. It is our policy to assure that the information we have about our customers is accurate. It is our policy that information we have about our customers is highly confidential and should only be available to persons who have a need for the information to properly service a customer’s account, act upon a customer’s request or to fulfill that person’s job responsibility within our company. We restrict access to nonpublic personal information about you to those employees with a legitimate business need for the information. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information. There are two types of information sharing--information sharing with our affiliates and information sharing outside ENG Financial Corp. We do not sell customer information. We do not provide customer information or account numbers to persons or organizations outside ENG who are doing business on our behalf for their own marketing purposes We are permitted by law to share nonpublic information about you with third parties for the following purposes: Categories of third parties to whom we may provide information Information we share about you may be disclosed to our affiliates or companies we hire to provide support services, such as carrying and executing broker/dealers, clearing firms, custodians, mutual fund distributors, portfolio managers, insurance companies, independent auditors and accountants. We may be required to disclose your nonpublic personal information to regulators or law enforcement authorities. Companies we hire to provide support services are required by us to protect, to keep confidential and to restrict the use of your nonpublic personal information. We do not disclose customer account numbers to any third parties for use in telemarketing, direct mail marketing, or other marketing through electronic mail to the consumer. The law permits us to share your identifying information and information about your transactions with nonaffiliated third parties for the purposes described above. We do not share your information with nonaffiliated third parties for any other reasons. Therefore, we are not providing an opt-out provision for information shared with nonaffiliated third parties. ENG Financial Corp. Based in New Port Richey, Florida, ENG is dedicated to continue providing the highest quality service and products to fulfill the needs of our clients. Our goal is to support our community, based on education, prudent financial choices and dedication to service. Our deep felt commitment comes with extensive years of experience in the financial services industry. This is the foundation of a responsible approach to the current and future well being of our clients existing and new who choose to put their trust in us. We appreciate your interest in our company and look forward to sharing our organization’s services and vision with you as you browse through the following pages.