DANA INVESTMENT, LLC
JACKSONVILLE, FLORIDA

Our investment firm is built on trust, integrity and professional experience. We strive to provide personalized client service and are uncompromising in our efforts to deliver superior results to clients. Dana has assembled an investment team with diverse, specialized knowledge. We are adept We provide global and regional institutional Consultants and many Wealth Advisors with best-in-class, actively managed equity and fixed income strategies. We work with Corporate Executives including CEOs, CFOs and CIOs to set investment guidelines, manage pension and 401k plans, and address cash management and structured product needs. We serve a wide variety of nonprofit entities including foundations, endowments, hospitals and religious organizations, providing them with advisory services and best-in-class mission-aligned, equity, fixed income and balanced strategies. We work with individuals and their families to achieve lifetime financial goals. From educational and retirement aspirations to multigenerational needs of single family offices, we are committed to providing the best service and solutions over lifetimes. Mark joined Dana Investment Advisors in December 1991 as a Vice President. He was promoted to Chief Operating Officer in December 1999 and Chief Executive Officer in December 2003. He is responsible for supervising all day-to-day operations of the Firm. He also assists with portfolio management and administrative servicing for numerous clients. Prior to joining Dana, Mark was an Audit Supervisor at Coopers & Lybrand where he specialized in the mutual fund and finance industries. Mark graduated from the University of Wisconsin-Madison with a BBA in Accounting in 1985 and earned an MBA in Finance in 1986. Mark is a Certified Public Accountant and is an active member of the AICPA, WICPA and FPA organization. Mark is also an active board member of Catholic Memorial High School and the Waukesha Regional YMCA. Joe joined Dana Investment Advisors in 1994 as a Portfolio Manager and is currently the Chief Investment Officer. He is involved in setting firm wide investment policy and allocation decisions for all Dana investment strategies. Prior to Dana, he spent ten years at the Bank of New York as an Investment Liaison and Relationship Manager in the Master Trust and Investment Technology departments. He has appeared on Bloomberg television and radio, CNBC, and has been quoted in the New York Times and the Boston Globe. He has served as Treasurer of Holy Communion Church and as President of the Racine Symphony Orchestra. He is currently a Trustee and Treasurer of The Prairie School. Joe graduated from Northwestern University with a BA in Humanities and earned an MBA in Finance and International Business from the Stern School of Business at New York University. Joe is a CFA® charter holder and a member of the CFA Institute and the CFA Society of Milwaukee. Duane Roberts joined Dana Investment Advisors In June 1999 and is currently Director of Equities and an equity Portfolio Manager. Duane graduated from Rice University with a BS in Electrical Engineering and Mathematics in 1980. He earned an MS in Statistics from Stanford University in 1981 and an MBA in Finance from Southern Methodist University in 1999. Duane is a CFA® charterholder and a member of the CFA Institute and the CFA Society of Dallas-Fort Worth. Mike joined Dana Investment Advisors in May 1996 and is currently an Executive Vice President and the Chief Compliance Officer. Mike graduated from the University of Wisconsin-Whitewater with a BBA in General Business with an emphasis in Finance and Business Law in 1992. He earned a JD from the Valparaiso University School of Law in 1996. Mike is a CFA® charterholder and a member of the CFA Institute and the CFA Society of Milwaukee. He is a Certified Financial Planner, Chartered Financial Consultant, and holds the Certified Employee Benefit Specialist designation. Our business is built on trust, and with trust comes responsibility. As fiduciaries, we have a responsibility to act in the best long-term interests of our clients. We promise to be transparent in our investment process, proactive in our communication and accessible in times of need. Our independence has supported an environment where client interests come first. We also have a responsibility to our employees, knowing that excellence in performance and client service depends upon our ability as a team to go that extra mile. To this end we remain committed to providing the best workplace environment. We are proud to be a multiple-time winner of the Pensions and Investments Best Places to Work Award. At Dana we believe that many Environmental, Social and Governance (ESG) factors impact the financial well-being and returns of corporations and their investors. We expect the bottom-line impact of ESG practices to increase over the next five years and beyond. Some factors are more readily measured and material to specific sectors and industries. As many these factors grow in materiality, we are seeing greater awareness of and integration within our own research and investment process across our strategies. This is in keeping with our mission to act in the best long-term interests of our clients. Dana Investment Advisors is a member of US SIF: . US SIF promotes sustainable, responsible and impact investing across all asset classes. We are proud sponsors of the US SIF Annual Conference. Ceres is a non-profit organization advocating for sustainability leadership. Dana Investment Advisors is a member of the Ceres-led “Society is demanding that companies, both public and private, serve a social purpose. To prosper over time, every company must not only deliver financial performance, but also show how it makes a positive contribution to society,” wrote BlackRock CEO Laurence Fink. Consumers are more aware of the purchases they’re making because of these sorts of issues, which has helped increase the awareness and demand for related strategies, said Gregory Wait, president at Germantown-based Falcons Rock Investment Counsel LLC, a fee-for-service investment consulting firm.