CONNING, INC.
HARTFORD, CT

Conning, Inc., part of the larger family owned by Cathay Financial Holding Co., Ltd., is a global leader in risk and capital management software and advisory services. With subsidiaries spanning multiple regions including Conning Investment Products, Inc., Goodwin Capital Advisers, Inc., and others, Conning offers comprehensive asset management solutions adhering to stringent regulatory standards across jurisdictions such as the United States, Canada, UK, and Hong Kong. Their primary focus is on fixed income strategies for institutional clients worldwide, operating in key locations like Boston, Cologne, Hartford, and other major global financial centers. Committed to a strong technology focus, Conning provides insights into industry trends through studies and analyses while maintaining rigorous legal adherence as registered under the SEC and recognized by bodies such as the UK's Financial Conduct Authority and Hong Kong’s Securities & Futures Commission. Conning has been recognized for excellence in its field, including accolades like Best in Class 401(k) Plan Sponsor in 2018 and Risk Management Firm of the Year at the 2017 Insurance Asset Management Awards. The corporation is headquartered in Hartford, CT, and was incorporated on March 25, 1997. It remains an influential player in the insurance and financial services sectors, offering pivotal insights into mergers and acquisitions along with addressing challenges posed by changing tax laws as seen in studies related to the U.S. Tax Cut and Jobs Act. For more information about Conning and its expansive suite of services and advisory solutions, reference their Form ADV Part 2 or visit the official website at conning.com.