ProEquities, a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC), was founded in 1985 and operates as an independent Registered Investment Advisor with a broker/dealer component. Headquartered in Birmingham, Alabama, it functions as a wholly owned subsidiary of Protective Life Insurance Company. The company is dedicated to supporting over 700 independent advisors nationwide who serve their clients using various service models, including investment advisor representatives, registered representatives, registered investment advisors, and hybrid approaches.
ProEquities offers comprehensive product offerings geared towards empowering financial advisors with resources, support, and confidence to help clients achieve their financial goals. Their wide-ranging lineup of products enables advisors to assist clients in building a solid financial foundation. In addition, Protective Securities, as part of ProEquities, Inc., aims to be the leading firm for capital solutions by leveraging professional staff talent to research business initiatives, craft innovative financial solutions, and effectively market these via appropriate distribution channels.
ProEquities emphasizes establishing strong relationships with advisors' clients through a collaborative and supportive approach. They pride themselves on being the primary point of contact for their clients regarding planning, decision-making, and service excellence while providing tools that facilitate the development of long-term financial strategies between advisors and clients.
The company maintains its operations under Florida regulatory oversight within Broward County. It was incorporated in Alabama on February 8, 1985. Its registered office is located at 2801 Highway 280 South, Birmingham, AL, with contact numbers (800) 288-3035 and (205) 268-3054. ProEquities can be reached online via their website at proequities.com. Previously known as PROEQUITIES, INC., the company underwent a significant name change amendment on June 10, 2021. Its most recent annual report was submitted on March 11, 2024, for the year 2024, and its Filing Event Identifier (FEI) Number is 630879387.
ProEquities' leadership includes President Elizabeth Anderson, Chief Financial Officer Darren C Guerrera, and Director Brad Mendenhall.
KEY FACTS ABOUT CONCOURSE FINANCIAL GROUP SECURITIES, INC.
-
US Businesses
-
Companies in Florida
-
Broward County Companies
- Company name
- CONCOURSE FINANCIAL GROUP SECURITIES, INC.
- Status
- Active
- Filed Number
- P04946
- FEI Number
- 630879387
- Date of Incorporation
-
February 8, 1985
Age - 41 years
- Home State
- AL
- Company Type
- Foreign for Profit
CONTACTS
- Website
- http://proequities.com
- Phones
-
(800) 288-3035
(205) 268-3054
CONCOURSE FINANCIAL GROUP SECURITIES, INC. NEAR ME
- Principal Address
- 2801 HIGHWAY 280 SOUTH,
BIRMINGHAM,
AL,
35223,
US
See Also