BALLAST ADVISORS, LLC
WOODBURY, MN

BALLAST ADVISORS, LLC, WOODBURY

“Ballast Advisors, LLC (“Ballast” or the “Firm”) is a federally registered investment adviser with offices in Minnesota and Florida. Registration does not imply a certain level of skill or training. Ballast and its representatives are in compliance with the current registration and notice filing requirements imposed upon federally registered investment advisers by those states in which Ballast has clients. Ballast may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. This material is limited to the dissemination of general information regarding the Firm’s investment advisory services. Accordingly, nothing herein should be construed by any client or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment, tax or legal advice. Any subsequent direct communication from Ballast with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Ballast, please refer to the Investment Adviser Public Disclosure website, operated by the U.S. Securities and Exchange Commission, atwww.adviserinfo.sec.gov, which contains the most recent versions of the Firm’s Form ADV disclosure documents. A different kind of company… Ballast Advisors is a place where people listen attentively to your story, the kinds of stories given to hopeful beginnings and promising futures. Every day we learn about our clients’ dreams, hopes and aspirations, the very fabric that creates their life stories. It is a privilege when we can play a part in the narrative that shapes our clients’ lives. There is no greater affirmation than to witness the words of the storyteller come true. Circumstance lead to change, change leads to choices; this is the process that we live with. It motivates one to look for resources that can change as life changes. At Ballast Advisors we design our strategies to be flexible with the changes that come along, some of those might be simple adjustments, others a complete new direction. Our team of advisors strives to provide you sound advice, backed not only by analysis and research, but by life experience and observations that can offer you a balanced and flexible investment portfolio. The services offered by Ballast Advisors reflects our focus to our clients. We’re committed to the process of creating a comprehensive financial plan for you, because we think it’s the best way to deliver excellent financial advice. Here are the areas of financial planning Ballast Advisors offers: “Ballast Advisors, LLC (“Ballast” or the “Firm”) is a federally registered investment adviser with offices in Minnesota and Florida. Registration does not imply a certain level of skill or training. Ballast and its representatives are in compliance with the current registration and notice filing requirements imposed upon federally registered investment advisers by those states in which Ballast has clients. Ballast may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. This material is limited to the dissemination of general information regarding the Firm’s investment advisory services. Accordingly, nothing herein should be construed by any client or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment, tax or legal advice. Any subsequent direct communication from Ballast with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Ballast, please refer to the Investment Adviser Public Disclosure website, operated by the U.S. Securities and Exchange Commission, atwww.adviserinfo.sec.gov, which contains the most recent versions of the Firm’s Form ADV disclosure documents. “Ballast Advisors, LLC (“Ballast” or the “Firm”) is a federally registered investment adviser with offices in Minnesota and Florida. Registration does not imply a certain level of skill or training. Ballast and its representatives are in compliance with the current registration and notice filing requirements imposed upon federally registered investment advisers by those states in which Ballast has clients. Ballast may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. This material is limited to the dissemination of general information regarding the Firm’s investment advisory services. Accordingly, nothing herein should be construed by any client or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment, tax or legal advice. Any subsequent direct communication from Ballast with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Ballast, please refer to the Investment Adviser Public Disclosure website, operated by the U.S. Securities and Exchange Commission, atwww.adviserinfo.sec.gov, which contains the most recent versions of the Firm’s Form ADV disclosure documents.

KEY FACTS ABOUT BALLAST ADVISORS, LLC

Company name
BALLAST ADVISORS, LLC
Status
Active
Filed Number
M17000002748
FEI Number
81-5217330
Date of Incorporation
March 28, 2017
Age - 8 years
Home State
DE
Company Type
Foreign Limited Liability

CONTACTS

Website
http://ballastadvisors.com
Phones
(651) 200-3119
(651) 478-4644
(651) 200-3100
(941) 621-4015
(651) 200-3113

BALLAST ADVISORS, LLC NEAR ME

Principal Address
683 BIELENBERG DRIVE, SUITE 208,
WOODBURY,
MN,
55125,
US
Mailing Address
223 TAYLOR ST STE 1214,
PUNTA GORDA,
FL,
33950,
US

See Also

Officers and Directors

The BALLAST ADVISORS, LLC managed by the three persons from WOODBURY on following positions: Manager

Steven Schmidt

Position
Manager Active
From
WOODBURY, MN, 55125

Richard Gerczak

Position
Manager Active
From
WOODBURY, MN, 55125

Paul Parnell

Position
Manager Active
From
WOODBURY, MN, 55125





Registered Agent is Paul L Parnell

From
PUNTA GORDA, 33950

Annual Reports

2023
March 7, 2023
2022
March 17, 2022