BALLAST ADVISORS, LLC
WOODBURY, MN

Ballast Advisors, LLC ('Ballast' or the 'Firm') is a federally registered investment adviser operating with offices located in Minnesota and Florida. The firm's registration does not suggest any guaranteed level of skill or training but ensures compliance with both federal regulations and state-specific notice filing requirements for its advisory services. Ballast is authorized to conduct business only within states where it meets the requisite notice filing exemptions or qualifications, thereby ensuring adherence to applicable legal frameworks. The core philosophy at Ballast Advisors centers on attentively listening to clients' stories, aiming to be an integral part of their financial journeys towards fulfilling dreams and aspirations. The team commits itself to adapt strategies that remain flexible amidst life's changing circumstances, offering personalized investment advice not solely based on analytics but also enriched with the advisors' extensive life experience. Ballast Advisors emphasizes a holistic approach by focusing on developing comprehensive financial plans tailored for its clients. Their services span various aspects of financial planning designed to deliver superior financial guidance, including: - Investment advisory services, - Strategic financial and tax planning, and - Legal compliance oversight. Key operational details include being structured as a Foreign Limited Liability Company (FORL) with incorporation dated March 28, 2017. The company's principal office is located at 223 Taylor St., Suite 1214 in Punta Gorda, FL 33950, USA. For additional information regarding Ballast, inquiries can be directed to their official website: [ballastadvisors.com](http://ballastadvisors.com). The firm's corporate administration is overseen by notable officers including Steven Schmidt, Richard Gerczak, and Paul Parnell who serve as Managers. The company reported its most recent annual activity on April 24, 2024, with a Federal Employer Identification Number (FEIN) of 81-5217330. For further verification or detailed registration disclosures, the Investment Adviser Public Disclosure website by the U.S. Securities and Exchange Commission provides current Form ADV documents.