AMES CAPITAL MANAGEMENT INC.
SARASOTA, FLORIDA

Ames Capital Management Inc. (ACM) is a Registered Investment Advisor headquartered in Sarasota, FL, with its foundation established in 2002. The company holds a license from the Florida Office of Financial Regulation and operates under the leadership of its Founder and President, Donald R. Ames. Mr. Ames embodies multiple roles as CEO and Chief Compliance Officer, leveraging his extensive experience spanning decades on both the Buy Side and Sell Side across major financial hubs such as New York and London. ACM is dedicated to offering clients strategic arbitrage investment opportunities aimed at generating current income while minimizing capital risk through non-leveraged approaches. The firm places concentrated investments in rigorously researched S&P 500 companies, seeking to deliver superior returns compared to traditional fund management strategies that diversify across numerous positions. ACM prides itself on a disciplined investment approach, aligning with its mission of maximizing client gains. For account setup and trading execution, clients engage with established brokerage partners including Charles Schwab & Co., Inc., and E*TRADE Securities LLC. Clients ensure full SIPC insurance protection through these affiliations and benefit from competitive commission rates and high customer service standards. Every client account managed by ACM is categorized as a Separate Managed Account (SMA), allowing for unrestricted and immediate withdrawal of funds upon notice, free from any lockup period constraints. ACM upholds strict operational guidelines preventing fund withdrawals by the firm itself, safeguarding client assets. Incorporated officially on June 5, 2013, with its corporate status designated as 'DOMP', ACM has filed under number P13000049557 and is based at 4419 Samoset Drive, Sarasota, FL. The company's communication channels include phone numbers (941) 378-5000; (800) 435-4000; (800) 387-2331, and its online presence can be accessed via amescapitalmanagement.com.