ALPHA MODE CAPITAL LLC
NAPLES, FLORIDA

Alpha Mode Capital LLC (AMC) is an Investment Advisor Firm based in Naples, Florida. Registered with the Florida Office of Financial Regulation, AMC specializes in offering investment advisory services specifically focused on Closed End Funds. The firm provides tailored advice to clients regarding the allocation of their funds into closed end funds housed within separately managed accounts, all aligned with each client's individual objectives. AMC operates on a discretionary management basis for these accounts, as agreed upon individually with each client. The company’s fee structure is based on a percentage of assets under management, providing Investment Supervisory Services for the separated accounts annually. Established on November 6, 2015, and classified under FLAL in Florida corporate filings, AMC is managed by Ilia Al Djindil. Located at 996 Admiralty Parade, Naples, Florida, and with the filing number L15000188946, AMC maintains active engagement with clients, ensuring expert management of closed end fund investments. The firm's operational details can be accessed through its website, alphamodecapital.com, and it has consistently adhered to regulatory filings as noted in its most recent annual report on April 23, 2024. AMC is part of the broader scope of regulated entities under Florida state finance law, with a Federal Identification Number (FEIN) of 47-5521150.